John Moon serves as Deputy Chief of Compliance at World Investment Advisors, where he plays an important role in supporting the firm’s regulatory oversight across both wealth and retirement services. With experience assisting clients with their financial needs and serving in multiple functions within the broker-dealer, John brings a broad and practical perspective to his work. His background allows him to approach compliance with an understanding of both the regulatory landscape and the day-to-day realities of the business.

In his current role, John’s work is focused on helping uphold the firm’s compliance standards through trade surveillance, regional oversight, broker-dealer anti-money laundering efforts, and risk committee involvement. He has also supported several important firm initiatives, including the transition to Pershing, Pershing X, and SIGNiX, and has helped with advertising reviews, branch office exams, and direct business reviews. His ability to navigate complex regulatory responsibilities while supporting business operations reflects his steady leadership and deep commitment to the firm.

John holds FINRA Series 6, 7, 24, and 63 registrations. He earned his bachelor’s degree from William Paterson University and his master’s degree from Monmouth University. Registered with FINRA as part of the firm’s membership, he remains committed to helping maintain a culture of accountability, consistency, and trust.

Outside of work, John enjoys spending time at the beach, being with family and friends, listening to music, participating in Scouts, and following sports. He lives by the motto, “Consistency creates confidence,” a mindset that reflects both his professional approach and personal values.